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Issue 1093 coverProgress in Convergence: Technologies for Human Wellbeing Volume 1093 published December 2006
Ann. N.Y. Acad. Sci. 1093: 180–200 (2006). doi: 10.1196/annals.1382.014
Copyright © 2006 by the New York Academy of Sciences
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Part III. Informatics for Convergence

The Problem of Patent Thickets in Convergent Technologies

GAVIN CLARKSONa AND DAVID DEKORTEa

a University of Michigan, Ann Arbor, Michigan 48109-1107, USA

Key Words: nanotechnology • patents • intellectual property

Address for correspondence: Gavin Clarkson, Assistant Professor, University of Michigan, School of Information, School of Law, Native American Studies, 304 West Hall, 1085 S. University Ave., Ann Arbor, MI 48109-1107. Voice: 734-763-2284; fax: 734-764-2475.  e-mail: gsmc{at}umich.edu

Patent thickets are unintentionally dense webs of overlapping intellectual property rights owned by different companies that can retard progress. This article begins with a review of existing research on patent thickets, focusing in particular on the problem of patent thickets in nanotechnology, or nanothickets. After presenting visual evidence of the presence of nanothickets using a network analytic technique, it discusses potential organizational responses to patent thickets. It then reviews the existing research on patent pools and discusses pool formation in the shadow of antitrust enforcement. Based on recent research on patent pool formation, it examines the divergent fate of two recent pools and discusses the prospects for the future formation of nanotechnology patent pools, or nanopools.






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